Overview
Lobbying Costs
450,000€
Financial year: Nov 2015 - Oct 2016
Lobbyists (Full time equivalent)
1.25 Fte (4)
Lobbyists with EP accreditation
0
High-level Commission meetings
15
Lobbying Costs over the years
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Info
Securities Industry and Financial Markets Association (SIFMA)
EU Transparency Register
995801715250-37 First registered on 12 Dec 2014
Goals / Remit
SIFMA is the leading trade association representing the broker-dealers, banks and asset managers who provide access to the global capital markets. We serve our members as the principal advocate before policymakers, regulators, the media and the public on all matters involving the retail and institutional capital markets. We are the go-to resource for expert information about the capital markets and a forum for industry policy and professional development.
Main EU files targeted
Capital standards
Transatlantic Trade and Investment Partnership (TTIP)
G-20/regulatory coordination
Securities regulation
Trade
UK withdrawal from the European UnionAddress
Head Office
New York Avenue, NW, 1101
8th Floor
Washington D.C. 20001
UNITED STATES -
People
Total lobbyists declared
4
Employment time Lobbyists 50% 1 25% 3 Lobbyists (Full time equivalent)
1.25
Lobbyists with EP accreditation
No lobbyists with EP accreditations
Complementary Information
None declared
Person in charge of EU relations
Mr Peter Matheson (Managing Director, International Policy)
Person with legal responsibility
Mr Kenneth Bentsen (CEO & President)
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Categories
Category
II - In-house lobbyists and trade/business/professional associations
Subcategory
Trade and business associations
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Networking
Affiliation
SIFMA is a member of the Global Financial Markets Association (GFMA) and International Council of Securities Associations (ICSA).
Member organisations
http://www.sifma.org/member-directory/
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Financial Data
Closed financial year
Nov 2015 - Oct 2016
Lobbying costs for closed financial year
450,000€
Other financial info
No funding received from the EU institutions during the last closed financial year.
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EU Structures
Groups (European Commission)
None
ACC
None
Groups (European Parliament)
None
Communication activities
None
Other activities
Financial Affairs and trade policy.
- Meetings
Meetings
15 meetings found. Download meetings
The list below only covers meetings held since November 2014 with commissioners, their cabinet members or directors-general at the European Commission; other lobby meetings with lower-level staff may have taken place, but the European Commission doesn't proactively publish information about these meetings. For more information about which commissioner is responsible for which portfolio, check out this link: https://commissioners.ec.europa.eu/index_en All information below comes from European Commission web pages.
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Date 09 Nov 2020 Location Virtual meeting Subject The review of MiFID/R and the interplay with CMU,Taxonomy and IBOR transitions DG Financial Stability, Financial Services and Capital Markets Union Attending - John Berrigan (Director-General)
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Date 17 Oct 2019 Location Washington Subject EU-US regulatory cooperation in financial services; upcoming work on MIFID II research; EC priorities on sustainable finance; regulatory fragmentation linked to the introduction of liquidity requirements on US branches of foreign bank organisations Cabinet Cabinet of Vice-President Valdis Dombrovskis Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union Attending - Valdis Dombrovskis (Vice-President)
- Zaneta Vegnere (Cabinet member)
- Elina Melngaile (Cabinet member)
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Date 13 May 2019 Location Brussels Subject CMU, MiFID, PRIIPs, Sustainable Finance Cabinet Cabinet of Vice-President Valdis Dombrovskis Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union Attending - Andrea Beltramello (Cabinet member)
Other Lobbyists -
Date 11 Apr 2019 Location Washington, USA Subject Commission priorities in financial services for its next mandate, State of cross-border regulatory cooperation, Brexit, CFTC Cross-Border White Paper, BEAT Cabinet Cabinet of Vice-President Valdis Dombrovskis Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union Attending - Zaneta Vegnere (Cabinet member)
- Elina Melngaile (Cabinet member)
- Valdis Dombrovskis (Vice-President)
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Date 30 Nov 2017 Location Hong Kong Subject Speech at EU-Asia Financial Services Dinner Reception on growth and investment in Europe; Fintech and sustainable finance Cabinet Cabinet of Vice-President Valdis Dombrovskis Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union Attending - Valdis Dombrovskis (Vice-President)
Other Lobbyists -
Date 21 Jun 2017 Location Brussels Subject first part of the regulatory review, cross-Border regulatory coordination, cyber security, Brexit and its external impacts Cabinet Cabinet of Vice-President Valdis Dombrovskis Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union Attending - Elina Melngaile (Cabinet member)
- Jan Ceyssens (Cabinet member)
Other Lobbyists -
Date 21 Jun 2017 Location Brussels Subject Cross-Border regulatory coordination, Brexit, Cyber Security DG Financial Stability, Financial Services and Capital Markets Union Attending - Olivier Guersent (Director-General)
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Date 20 Apr 2017 Location Washington D.C. Subject CMU; Basel III; international cooperation on financial regulation; the Dodd Frank Act Cabinet Cabinet of Vice-President Valdis Dombrovskis Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union Attending - Valdis Dombrovskis (Vice-President)
- Elina Melngaile (Cabinet member)
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Date 12 Oct 2016 Location Brussels Subject EU-US Financial Regulatory Framework; MiFID; Brexit Cabinet Cabinet of Vice-President Valdis Dombrovskis Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union Attending - Lee Foulger (Cabinet member)
- Elina Melngaile (Cabinet member)
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Date 05 Oct 2016 Location New York Subject EU-US cooperation in the field of financial services Cabinet Cabinet of Vice-President Valdis Dombrovskis Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union Attending - Valdis Dombrovskis (Vice-President)
- Zaneta Vegnere (Cabinet member)
- Kai Wynands (Cabinet member)
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Date 18 Jul 2016 Location Washington D.C. Subject Resilient financial markets - shaping the rules together Cabinet Cabinet of Vice-President Valdis Dombrovskis Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union Attending - Valdis Dombrovskis (Vice-President)
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Date 21 Jun 2016 Location Brussels Subject EU US Financial Markets Issues Cabinet Cabinet of Commissioner Jonathan Hill Portfolio Financial Stability, Financial Services and Capital Markets Union Attending - Jonathan Hill (Commissioner)
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Date 18 Feb 2015 Location Brussels Subject Preparation for Commissioner Hill's speech at SIFMA in Washington on 27 February Cabinet Cabinet of Commissioner Jonathan Hill Portfolio Financial Stability, Financial Services and Capital Markets Union Attending - Chantal Hughes (Cabinet member)
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Date 18 Feb 2015 Location Brussels Subject Financial services regulation in TTIP Cabinet Cabinet of Vice-President Cecilia Malmström Portfolio Trade Attending - Jon Nyman (Cabinet member)
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Date 20 Jan 2015 Location Brussels Subject Introductory Meeting Cabinet Cabinet of Commissioner Jonathan Hill Portfolio Financial Stability, Financial Services and Capital Markets Union Attending - Nathalie De Basaldua Lemarchand (Cabinet member)
- Meetings