Overview
Lobbying Costs
10,000€
Financial year: Nov 2020 - Oct 2021
Lobbyists (Full time equivalent)
1.25 Fte (4)
Lobbyists with EP accreditation
0
High-level Commission meetings
15
Lobbying Costs over the years
-
Info
Securities Industry and Financial Markets Association (SIFMA)
EU Transparency Register
995801715250-37 First registered on 12 Dec 2014
Goals / Remit
SIFMA is the leading trade association representing the broker-dealers, banks and asset managers who provide access to the global capital markets. We serve our members as the principal advocate before policymakers, regulators, the media and the public on all matters involving the retail and institutional capital markets. We are the go-to resource for expert information about the capital markets and a forum for industry policy and professional development.
Main EU files targeted
Capital standards
G-20/regulatory coordination
Securities regulation
Trade
UK withdrawal from the European Union
EU/US Joint Financial Regulatory Forum
MiFID II/III
GDPR
Asset Management Issues
Sustainable Finance
TaxAddress
Head Office
1101 New York Avenue, NW, 6th Floor
Washington D.C. 20005
UNITED STATESEU Office
1101 New York Avenue, NW, 6th Floor
Washington D.C. 20005
UNITED STATESWebsite
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People
Total lobbyists declared
4
Employment time Lobbyists 50% 1 25% 3 Lobbyists (Full time equivalent)
1.25
Lobbyists with EP accreditation
No lobbyists with EP accreditations
Complementary Information
None declared
Person in charge of EU relations
Data not provided by Register Secretariat due to GDPR
Person with legal responsibility
Data not provided by Register Secretariat due to GDPR
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Categories
Category
Trade and business associations
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Networking
Affiliation
SIFMA is a member of the Global Financial Markets Association (GFMA) and International Council of Securities Associations (ICSA).
Member organisations
None declared
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Financial Data
Interests represented
Promotes their own interests or the collective interests of their members
Closed financial year
Nov 2020 - Oct 2021
Lobbying costs for closed financial year
10,000€
Major contributions in closed year
None declared
Intermediaries for closed year
None declaredIntermediaries for current year
None declaredClosed year Costs
0€ - 10,000€
Other financial info
None declared
-
EU Structures
Groups (European Commission)
none
Groups (European Parliament)
N/A
Communication activities
None
Other activities
None declared
Meetings
Meetings
15 meetings found. Download meetings
The list below only covers meetings held since November 2014 with commissioners, their cabinet members or directors-general at the European Commission; other lobby meetings with lower-level staff may have taken place, but the European Commission doesn't proactively publish information about these meetings. For more information about which commissioner is responsible for which portfolio, check out this link: https://commissioners.ec.europa.eu/index_en All information below comes from European Commission web pages.
1 July 2024: We have noted that some meetings are appearing in duplicate, ie. some meetings seem to be listed twice. This seems to be because the Commission changes some element of a meeting data after the meeting has first been listed, which causes LobbyFacts to register it as a new meeting. We are investigating further.
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Date 09 Nov 2020 Location Virtual meeting Subject The review of MiFID/R and the interplay with CMU,Taxonomy and IBOR transitions DG Financial Stability, Financial Services and Capital Markets Union Attending - John Berrigan (Director-General)
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Date 17 Oct 2019 Location Washington Subject EU-US regulatory cooperation in financial services; upcoming work on MIFID II research; EC priorities on sustainable finance; regulatory fragmentation linked to the introduction of liquidity requirements on US branches of foreign bank organisations Cabinet Cabinet of Vice-President Valdis Dombrovskis Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union Attending - Elina Melngaile (Cabinet member)
- Zaneta Vegnere (Cabinet member)
- Valdis Dombrovskis (Vice-President)
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Date 13 May 2019 Location Brussels Subject CMU, MiFID, PRIIPs, Sustainable Finance Cabinet Cabinet of Vice-President Valdis Dombrovskis Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union Attending - Andrea Beltramello (Cabinet member)
Other Lobbyists -
Date 11 Apr 2019 Location Washington, USA Subject Commission priorities in financial services for its next mandate, State of cross-border regulatory cooperation, Brexit, CFTC Cross-Border White Paper, BEAT Cabinet Cabinet of Vice-President Valdis Dombrovskis Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union Attending - Elina Melngaile (Cabinet member)
- Valdis Dombrovskis (Vice-President)
- Zaneta Vegnere (Cabinet member)
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Date 30 Nov 2017 Location Hong Kong Subject Speech at EU-Asia Financial Services Dinner Reception on growth and investment in Europe; Fintech and sustainable finance Cabinet Cabinet of Vice-President Valdis Dombrovskis Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union Attending - Valdis Dombrovskis (Vice-President)
Other Lobbyists -
Date 21 Jun 2017 Location Brussels Subject first part of the regulatory review, cross-Border regulatory coordination, cyber security, Brexit and its external impacts Cabinet Cabinet of Vice-President Valdis Dombrovskis Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union Attending - Elina Melngaile (Cabinet member)
- Jan Ceyssens (Cabinet member)
Other Lobbyists -
Date 21 Jun 2017 Location Brussels Subject Cross-Border regulatory coordination, Brexit, Cyber Security DG Financial Stability, Financial Services and Capital Markets Union Attending - Olivier Guersent (Director-General)
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Date 20 Apr 2017 Location Washington D.C. Subject CMU; Basel III; international cooperation on financial regulation; the Dodd Frank Act Cabinet Cabinet of Vice-President Valdis Dombrovskis Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union Attending - Valdis Dombrovskis (Vice-President)
- Elina Melngaile (Cabinet member)
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Date 12 Oct 2016 Location Brussels Subject EU-US Financial Regulatory Framework; MiFID; Brexit Cabinet Cabinet of Vice-President Valdis Dombrovskis Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union Attending - Lee Foulger (Cabinet member)
- Elina Melngaile (Cabinet member)
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Date 05 Oct 2016 Location New York Subject EU-US cooperation in the field of financial services Cabinet Cabinet of Vice-President Valdis Dombrovskis Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union Attending - Zaneta Vegnere (Cabinet member)
- Kai Wynands (Cabinet member)
- Valdis Dombrovskis (Vice-President)
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Date 18 Jul 2016 Location Washington D.C. Subject Resilient financial markets - shaping the rules together Cabinet Cabinet of Vice-President Valdis Dombrovskis Portfolio Euro and Social Dialogue, also in charge of Financial Stability, Financial Services and Capital Markets Union Attending - Valdis Dombrovskis (Vice-President)
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Date 21 Jun 2016 Location Brussels Subject EU US Financial Markets Issues Cabinet Cabinet of Commissioner Jonathan Hill Portfolio Financial Stability, Financial Services and Capital Markets Union Attending - Jonathan Hill (Commissioner)
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Date 18 Feb 2015 Location Brussels Subject Preparation for Commissioner Hill's speech at SIFMA in Washington on 27 February Cabinet Cabinet of Commissioner Jonathan Hill Portfolio Financial Stability, Financial Services and Capital Markets Union Attending - Chantal Hughes (Cabinet member)
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Date 18 Feb 2015 Location Brussels Subject Financial services regulation in TTIP Cabinet Cabinet of Vice-President Cecilia Malmström Portfolio Trade Attending - Jon Nyman (Cabinet member)
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Date 20 Jan 2015 Location Brussels Subject Introductory Meeting Cabinet Cabinet of Commissioner Jonathan Hill Portfolio Financial Stability, Financial Services and Capital Markets Union Attending - Nathalie De Basaldua Lemarchand (Cabinet member)