Overview
Lobbying Costs
50,000€ - 99,999€
Financial year: Jan 2023 - Dec 2023
Lobbyists (Full time equivalent)
0.5 Fte (1)
Lobbyists with EP accreditation
0
High-level Commission meetings
3
Lobbying Costs over the years
-
Info
Securities Industry and Financial Markets Association (SIFMA)
EU Transparency Register
737412550301-67 First registered on 26 May 2023
Goals / Remit
SIFMA is the leading trade association for broker-dealers, investment banks and asset managers operating in the U.S. and global capital markets. On behalf of our industry’s one million employees, we advocate on legislation, regulation and business policy affecting retail and institutional investors, equity and fixed income markets and related products and services. We serve as an industry coordinating body to promote fair and orderly markets, informed regulatory compliance, and efficient market operations and resiliency. We also provide a forum for industry policy and professional development.
SIFMA, with offices in New York and Washington, D.C., is the U.S. regional member of the Global Financial Markets Association (GFMA).Main EU files targeted
Financial services, securities, asset management, banking, sanctions, trade and investment, climate.
Address
Head Office
1099 New York Avenue NWSuite 600
Washington 20001
UNITED STATESEU Office
1099 New York Avenue NWSuite 600
Washington 20001
UNITED STATESWebsite
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People
Total lobbyists declared
1
Employment time Lobbyists 50% 1 Lobbyists (Full time equivalent)
0.5
Lobbyists with EP accreditation
No lobbyists with EP accreditations
Complementary Information
None declared
Person in charge of EU relations
Data not provided by Register Secretariat due to GDPR
Person with legal responsibility
Data not provided by Register Secretariat due to GDPR
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Categories
Category
Trade and business associations
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Networking
Affiliation
https://www.gfma.org/
https://icsa.global/Member organisations
None declared
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Financial Data
Interests represented
Promotes their own interests or the collective interests of their members
Closed financial year
Jan 2023 - Dec 2023
Lobbying costs for closed financial year
50,000€ - 99,999€
Major contributions in closed year
None declared
Intermediaries for closed year
None declaredIntermediaries for current year
None declaredClosed year Costs
50,000€ - 99,999€
Other financial info
None declared
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EU Structures
Groups (European Commission)
None declared
Groups (European Parliament)
N/A
Communication activities
Some statistics on global securities. We sometimes host EU delegations for meetings, lunches and dinners.
Other activities
None declared
Meetings
Meetings
3 meetings found. Download meetings
The list below only covers meetings held since November 2014 with commissioners, their cabinet members or directors-general at the European Commission; other lobby meetings with lower-level staff may have taken place, but the European Commission doesn't proactively publish information about these meetings. For more information about which commissioner is responsible for which portfolio, check out this link: https://commissioners.ec.europa.eu/index_en All information below comes from European Commission web pages.
1 July 2024: We have noted that some meetings are appearing in duplicate, ie. some meetings seem to be listed twice. This seems to be because the Commission changes some element of a meeting data after the meeting has first been listed, which causes LobbyFacts to register it as a new meeting. We are investigating further.
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Date 12 Nov 2024 Location Brussels Subject U.S Election, T+1, ESG Agenda. DG Financial Stability, Financial Services and Capital Markets Union Attending - John Berrigan (Director-General)
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Date 03 Oct 2024 Location Brussels Subject Meeting with SIFMA Cabinet Cabinet of Commissioner Mairead Mcguinness Attending - Florian Denis (Cabinet member)
- Antoine Bégasse De Dhaem (Cabinet member)
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Date 21 Jun 2023 Location Brussels Subject Basel III, MiFID 2, EMIR 3.0 DG Financial Stability, Financial Services and Capital Markets Union Attending - John Berrigan (Director-General)